UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 4, 2002 APA OPTICS, INC. (Exact name of registrant as specified in its charter) MINNESOTA 0-16106 41-1347235 (State of other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification Number) 2950 NE 84TH LANE, BLAINE, MN 55449 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (763) 784-4995 (Former name, former address and former fiscal year, if changed since last report): N/A ITEM 5. OTHER EVENTS On December 3, 2002, our Chief Financial Officer, Robert M. Ringstad resigned to accept the Chief Financial Officer position with Imaginet Communications of Denver, CO. ITEM 7. EXHIBITS Exhibit No. Description - ----------- ----------- 99.1 Press Release dated December 4, 2002 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: December 4, 2002 APA OPTICS, INC. By /s/ Anil K. Jain ---------------- Anil K. Jain, Chief Executive Officer Authorized Signatory 3